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Securities Related Websites

Other State Securities Divisions:

North American Securities Administrators Association (NASAA) www.nasaa.org

Other Regulatory Agencies:

Certified Financial Planner Board of Standards, Inc. www.cfp.net
Commodity Futures Trading Corporation (CFTC) www.cftc.gov
Financial Regulators Gateway
Cybersecurities Law Institute at the University of Toledo
www.utlaw.edu/students/financialregulators
FINRA Dispute Resolution -
An important resource for securities-related regulatory and disputeresolution information. Easy access to the most up-to-date securitiesarbitration and mediation program information, including necessaryforms to initiate an arbitration or mediation, and rules, procedures,and related publications providing guidance about the arbitration andmediation processes.
www.nasdadr.com
Financial Industry Regulatory Authority (FINRA) www.finra.org
Financial Industry Regulatory Authority Regulation www.nasdr.com
National Futures Association (NFA) www.nfa.futures.org
Public Investors Arbitration Bar Assoc. (PIABA) www.piaba.org
U.S. Securities & Exchange Commission (SEC) www.sec.gov

Investor Education Sites:

The School Savings Program. Approved by the U.S. Department of Education and endorsed by the U.S. Treasury Department. http://www.saveforamerica.org
Jumpstart Coalition for Personal Financial Literacy www.jumpstart.org
A joint project of the Employee Benefit Research Institute and the American Savings Education Council www.choosetosave.org
Alliance for Investor Education www.investoreducation.org
American Association of Individual Investors:
    A non-profit organization that specializes in providing educationto investors in the area of stock investing, mutual funds, portfoliomanagement and retirement planning.
www.aaii.com
American Association of Retired Persons (AARP) www.aarp.org
American Savings Education Council (ASEC):
    Organization to create a better understanding of savings issues,with user-friendly educational materials to educate Americans on theneed to save, assist individuals in setting their savings goals,provide basic steps to follow to achieve savings goals, answerfrequently asked questions and direct individuals to other sources ofinformation.
www.asec.org
International Association for Financial Planning (IAFP) www.iafp.org
Investing Online Resource Center www.investingoline.org
TheInvestor's Streaming University is a joint project of the NationalAssociation of Securities Dealers and the American Association forIndividual Investors. Streaming video technology provides educationalpresentations for investors looking to increase their knowledge aboutinvesting. New topics added monthly. www.streamingu.org
Investor Protection Trust (IPT) www.investorprotection.org
LooksToo Good To Be True - developed and maintained by a joint federal lawenforcement and industry task force. The website was built to educateand help prevent the consumer from becoming a victim of an Internetfraud scheme. www.lookstoogoodtobetrue.com
National Academy Foundation - Academy of Finance (NAF-AOF) www.naf-education.org
National Association of Investors Corp. (NAIC) www.better-investing.org
National Council on Economic Education (NCEE) www.ncee.net
Nevada Council on Economic Education - Stock Market Simulation www.nevadasms.com
Path to Investing, the Securities Industry Association's online educational resource
     This website includes a dictionary of financial terms, information on investment goals and much more.
www.pathtoinvesting.org
Securities Industry Association www.sia.com
Last updated: 6/4/2009 1:49:22 PM