Investor Education: Securities Related Websites

Other State Securities Divisions:

North American Securities Administrators Association (NASAA)

 

Other Regulatory Agencies:

Certified Financial Planner Board of Standards, Inc.
Financial Regulators Gateway, University of Toledo College of Law
FINRA Dispute Resolution (an important resource for securities-related regulatory and dispute resolution information. Easy access to the most up-to-date securities arbitration and mediation program information, including necessary forms to initiate an arbitration or mediation, and rules, procedures, and related publications providing guidance about the arbitration and mediation processes)
Financial Industry Regulatory Authority (FINRA)
Commodity Futures Trading Corporation (CFTC)
National Futures Association (NFA)
Public Investors Arbitration Bar Association (PIABA)
U.S. Securities & Exchange Commission (SEC)

 

Investor Education Sites:

Save for America, the School Savings Program approved by the U.S. Department of Education and endorsed by the U.S. Treasury Department
Jump$tart Coalition for Personal Financial Literacy
Choose to Save, a joint project of the Employee Benefit Research Institute's Education and Research Fund and the American Savings Education Council
The Investor's Clearinghouse, by the Alliance for Investor Education
American Association of Individual Investors, a non-profit organization that specializes in providing education to investors in the areas of stock investing, mutual funds, portfolio management, and retirement planning
American Association of Retired Persons (AARP)
Investor Protection Trust (IPT)
National Academy Foundation (NAF)
National Association of Investors Corp. (NAIC)
National Council on Economic Education (NCEE)
Path to Investing, by the Securities Industry and Financial Markets Association (SIFMA)
Securities Industry and Financial Markets Association (SIFMA)
Securities Investor Protection Corporation (SIPC)