Securities Related Websites


Other State Securities Divisions:

North American Securities Administrators Association (NASAA)

Other Regulatory Agencies:

Certified Financial Planner Board of Standards, Inc.
Commodity Futures Trading Corporation (CFTC)
Financial Regulators Gateway
Cybersecurities Law Institute at the University of Toledo
FINRA Dispute Resolution -
An important resource for securities-related regulatory and disputeresolution information. Easy access to the most up-to-date securitiesarbitration and mediation program information, including necessaryforms to initiate an arbitration or mediation, and rules, procedures,and related publications providing guidance about the arbitration andmediation processes.
Financial Industry Regulatory Authority (FINRA)
Financial Industry Regulatory Authority Regulation
National Futures Association (NFA)
Public Investors Arbitration Bar Assoc. (PIABA)
U.S. Securities & Exchange Commission (SEC)

Investor Education Sites:

The School Savings Program. Approved by the U.S. Department of Education and endorsed by the U.S. Treasury Department.
Jumpstart Coalition for Personal Financial Literacy
A joint project of the Employee Benefit Research Institute and the American Savings Education Council
Alliance for Investor Education
American Association of Individual Investors:
    A non-profit organization that specializes in providing educationto investors in the area of stock investing, mutual funds, portfoliomanagement and retirement planning.
American Association of Retired Persons (AARP)
American Savings Education Council (ASEC):
    Organization to create a better understanding of savings issues,with user-friendly educational materials to educate Americans on theneed to save, assist individuals in setting their savings goals,provide basic steps to follow to achieve savings goals, answerfrequently asked questions and direct individuals to other sources ofinformation.
International Association for Financial Planning (IAFP)
Investing Online Resource Center
TheInvestor's Streaming University is a joint project of the NationalAssociation of Securities Dealers and the American Association forIndividual Investors. Streaming video technology provides educationalpresentations for investors looking to increase their knowledge aboutinvesting. New topics added monthly.
Investor Protection Trust (IPT)
LooksToo Good To Be True - developed and maintained by a joint federal lawenforcement and industry task force. The website was built to educateand help prevent the consumer from becoming a victim of an Internetfraud scheme.
National Academy Foundation - Academy of Finance (NAF-AOF)
National Association of Investors Corp. (NAIC)
National Council on Economic Education (NCEE)
Nevada Council on Economic Education - Stock Market Simulation
Path to Investing, the Securities Industry Association's online educational resource
     This website includes a dictionary of financial terms, information on investment goals and much more.
Securities Industry Association